-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HW+r2RbUx4uzvW1Pa3myTM9Y64fnDL9wYO7trThQYUAVvIvc2NHp4iBaCrzsOenq JBX1rQk3ygTefVkGhq8CwQ== 0001026121-98-000012.txt : 19980406 0001026121-98-000012.hdr.sgml : 19980406 ACCESSION NUMBER: 0001026121-98-000012 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980403 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: R F INDUSTRIES LTD CENTRAL INDEX KEY: 0000740664 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] IRS NUMBER: 880168936 STATE OF INCORPORATION: NV FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-36926 FILM NUMBER: 98587252 BUSINESS ADDRESS: STREET 1: 7610 MIRAMAR RD STREET 2: BLDG 6000 CITY: SAN DIEGO STATE: CA ZIP: 92126 BUSINESS PHONE: 6195496340 MAIL ADDRESS: STREET 1: 7620 MIRAMAR RD #4100 STREET 2: 7620 MIRAMAR RD #4100 CITY: SAN DIEGO STATE: CA ZIP: 92126-4202 FORMER COMPANY: FORMER CONFORMED NAME: CELLTRONICS INC DATE OF NAME CHANGE: 19910204 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WACHTEL & MASYR LLP /FA CENTRAL INDEX KEY: 0001026121 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET SUITE 2700 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129099500 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET STREET 2: SUITE 2700 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: GOLD & WACHTEL LLP DATE OF NAME CHANGE: 19961030 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* RF INDUSTRIES, LTD. - ---------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE - ---------------------------------------------------------------------------- (Title of Class of Securities) - ---------------------------------------------------------------------------- (CUSIP Number) I.F. SHOTKIN, ESQ., WACHTEL & MASYR, LLP. 110 EAST 59TH STREET, NY, NY 10022 (212) 909-9500 - ---------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notice and Communication) MARCH 3, 1998 - ---------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. [] Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to other provisions of the Act (however, see the Notes). CUSIP NO. 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Joan Shapiro 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] 3. SEC Use Only 4. Source of Funds (See Instructions) PF 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(c). [ ] 6. Citizenship or Place of Organization UNITED STATES Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power 70,900 8. Shared Voting Power -0- 9. Sole Dispositive Power 70,900 10. Shared Dispositive Power -0- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 70,900 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] 13. Percent of Class Represented by Amount in Row (11) 2.3% 14. Type of Reporting Person (See Instructions) IN CUSIP NO. 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). STUART SCHAPIRO 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] 3. SEC Use Only 4. Source of Funds (See Instructions) PF 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(c). [ ] 6. Citizenship or Place of Organization UNITED STATES Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 18,000 8. Shared Voting Power -0- 9. Sole Dispositive Power 18,000 10. Shared Dispositive Power -0- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 18,000 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] 13. Percent of Class Represented by Amount in Row (11) .6 14. Type of Reporting Person (See Instructions) IN CUSIP NO. 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). ROCK ASSOCIATES 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] 3. SEC Use Only 4. Source of Funds (See Instructions) WC 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(c). [ ] 6. Citizenship or Place of Organization NEW YORK Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 61,000 8. Shared Voting Power -0- 9. Sole Dispositive Power 61,000 10. Shared Dispositive Power -0- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 61,000 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] 13. Percent of Class Represented by Amount in Row (11) 2% 14. Type of Reporting Person (See Instructions) PN -----END PRIVACY-ENHANCED MESSAGE-----